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SRI 230 Overview
SRI 230 delivers knowledge about administration functions for existing retirement accounts, products, and plans. The course is particularly useful for retirement industry company employees who provide information or guidance directly to customers as well as those responsible for any of the administrative functions necessary to service the company's retirement business.
Enrollments in SRI 230 will be discontinued effective June 30, 2024. Learners will have the full 6-month course access period following enrollment to complete the course.
Topics
- In-Force Retirement Business Activities
◦ Beginning when an Account or a Case Takes Effect
◦ Continuing to Termination of the Case or Account
- Business Acquisition and Activities/Functions of Retirement Administration
- Design of the Customer Experience, Including Behavioral Finance
- Contact Center Administration and Compliance
- Routine Maintenance Transactions (All Product Types)
- Financial Transactions for Individuals
- Plan Sponsor Service and Transactions
- Routine Reporting and Disclosure
Objectives
- Describe the primary stakeholders, processes, activities, and documents involved in the administration of retail and institutional retirement business.
- Discuss the impact of regulation, quality control measures, risk management, and information technology on retirement administration.
- Explain how companies organize resources for retirement administration activities.
- Describe how annuities and IRAs are established and administered.
- Explain the recordkeeping processes for participant accounts in retirement plans.
- Describe the ongoing compliance requirements for retirement plans.
- Discuss reporting and disclosure activities as they pertain to annuities, IRAs, and retirement plans.
Pricing and Enrollment
Pricing
See North American course pricing.
Enrolling in Courses With Proctored Exams
- Log in to your LOMA Learning account using your login ID and password.
- Browse the Learning Catalog for the course in which you would like to enroll.
- Select ADD TO CART next to the items in which you would like to enroll.
- Return to the catalog to continue searching for courses and add additional items to your shopping cart, or click the shopping cart to check out.
- Note: if you have not already done so, you will be prompted to log in to the LOMA learning system at this time. Once you have successfully logged in, click the shopping cart again to begin the checkout process.
- Review your shopping cart, and add any promotional or order discount code. Click CHECK OUT to proceed.
- If you are purchasing a physical product (example: a textbook), complete the SHIPPING information screen.
- Enter payment information.
- If your company has set up direct billing with LOMA, an account code will appear next to the “Bill My Company” field.
- If you are using direct-to-company billing method, ensure that the radio button next to the “Bill My Company” field is selected and then click “Next” to continue.
- If you are paying for your enrollment by credit card, enter all of the required fields for a credit card transaction. Once you have provided all of the required information, click “Next” to continue.
- Review your order, accept LOMA’s Terms and Conditions, and click BUY NOW. An enrollment confirmation will be emailed to you.