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Compliance / Legal Learning Path

General Knowledge

15-Minute Industry Overview

Life of an Insurance Policy

How Insurance Companies Make Money

Life Insurance Products

Ethical Conduct in the Insurance Industry

Sarbanes-Oxley: Overview

Targeted Development

Foundational

Meeting Customer Needs with Insurance and Annuities (LOMA 281)

Improving the Bottom Line: Insurance Company Operations (LOMA 291)

The Regulatory Environment for Life Insurance (AIRC 411)

Proficiency

Regulation of Life Insurance Products, Sales & Operations (AIRC 421)

Business Law for Financial Services Professionals (LOMA 311)

Insurance Marketing: (LOMA 321)

Expertise

Operational Excellence in Financial Services (LOMA 335)

Risk Management & Product Design for Insurance Companies (LOMA 371)

Leadership Development

Resource Magazine

Laws & Legislation Committee

Fellow Life Management Institute (FLMI)

DOL Fiduciary Rule

Regulatory Compliance Exchange

Sarbanes-Oxley: Certifications and Section 404 Controls

Enterprise Risk Management Committee

InfoCenter Brief: After the Storm — Insurers’ Business Resiliency Practices