Compliance / Legal Learning Path
General Knowledge
15-Minute Industry Overview
Life of an Insurance Policy
How Insurance Companies Make Money
Life Insurance Products
Ethical Conduct in the Insurance Industry
Sarbanes-Oxley: Overview
Targeted Development
Foundational
Meeting Customer Needs with Insurance and Annuities (LOMA 281)
Improving the Bottom Line: Insurance Company Operations (LOMA 291)
The Regulatory Environment for Life Insurance (AIRC 411)
Proficiency
Regulation of Life Insurance Products, Sales & Operations (AIRC 421)
Business Law for Financial Services Professionals (LOMA 311)
Insurance Marketing: Connecting with Customers (LOMA 321)
Expertise
Operational Excellence in Financial Services (LOMA 335)
Risk Management & Product Design for Insurance Companies (LOMA 371)
Leadership Development
Resource Magazine
Laws & Legislation Committee
Fellow Life Management Institute (FLMI)
DOL Fiduciary Rule
Regulatory Compliance Exchange
Sarbanes-Oxley: Certifications and Section 404 Controls
Enterprise Risk Management Committee
InfoCenter Brief: After the Storm — Insurers’ Business Resiliency Practices