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Compliance Concerns to be Addressed at Compliance & Market Conduct Exchange
Atlanta,
September 23, 2004 –
The Compliance & Market Conduct Exchange will bring together
compliance professionals, regulators and industry experts to address
current critical compliance concerns, including suitability
requirements, Sarbanes-Oxley implementation and new legislative
initiatives. The annual
conference, hosted by LIMRA and LOMA, will be held November 7-9, 2004 in
Washington
,
D.C.
The
financial services industry continues to face unprecedented regulatory
scrutiny and change. Regulations
related to product suitability, replacements, money laundering and
privacy-related issues are at the forefront of everyone’s attention.
The heightened focus on internal controls has also added to the
pressure on compliance departments.
"Compliance
departments continue to face the challenges of new federal regulations
while keeping pace with a changing state insurance regulatory
environment,“ said Bill Dauksewicz, vice president of individual l
ife
compliance, Liberty Life Assurance Company of
Boston
, and chairman of the LIMRA- Compliance Committee. “The Compliance and
Market Conduct Exchange provides a format that allows you to quickly
gather valuable information on a variety of critical issues and to
understand how other companies are dealing with these challenges.”
Additional
topics at the Compliance & Market Conduct Exchange are a political
outlook for 2005, regulatory modernization updates, managing state
examinations, compliance technology, field audit practices, current SEC
and NASD issues and more. Registration
is $795 for LOMA and LIMRA members, and $1295 for nonmembers for
registrations received by
October 1, 2004
. For more information,
visit www.loma.org
or call
770-984-6453.
Editor's
Note
LIMRA International is a worldwide association providing research,
consulting and other services to nearly 850 insurance and financial
services companies in more than 60 countries. LIMRA was established in
1916 to help its member companies maximize their marketing
effectiveness. Visit LIMRA International at www.limra.com.
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