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LOMA 316:
Business Law for Financial Services Professionals – Canada
Quick
Reference:
Overview
Chapter Topics
The FFSI Designation Program
Ordering and Pricing Information
For
More Information
LOMA 316: Business Law for Financial
Services Professionals – Canada is critical for learning the basic features
of the legal environment in which Canadian financial services companies operate
globally. Broken into two parts, the text first describes general
principles of business law, and then the special types of legal issues
that affect financial services companies.
This course provides an overview of
general business law principles that affect all Canadian businesses. Learn the
specifics of how the legal rights and obligations of financial services
companies are affected when they market and service financial products.
An understanding of these principles will help you carry out your job
duties in ways that will help you protect your companies’ legal rights
and protect your company against legal liability.
Course
Chapters
Chapters in the course include:
- Legal Environment of Business
- Civil Disputes
- Business Organizations
- Regulation of Business
- Contract Law
- Agency Law
- Property Law
- Commercial Transactions and Bankruptcy
- Regulation of Financial Services
Companies
- Sale of Financial Services Products
- Ownership of Financial Products
- Rights of Third Parties
- Contests and Remedies
- Contract Performance
- Group Products
The
FFSI Designation Program
The FFSI program
requires the student to complete either LOMA 311 or LOMA 316 (the
Canadian Supplement). These courses cover the product and
administrative aspects of the financial services industry as a
whole and provides a context for understanding the design,
support, and marketing of financial services. This knowledge
enables you to better communicate with and understand your clients’
needs whether you work with a financial services company or an
agent network.
The FFSI
program is a series of self-study courses, which can be taken
individually or as a group to meet your professional development
needs. It provides a broad and customizable financial services
curriculum that will enhance your skills and expertise both
professionally and personally.
To Order Study
Materials and Enroll for Exams
To order the study materials for LOMA 316, download a textbook order form here.
To find out more on enrolling for FFSI
examinations, contact your company's LOMA Educational Representative (Ed
Rep). If your company doesn't have an Ed Rep, or if you are an
independent student, you can find all the information you need on
deadlines, ways to enroll, etc. in the LOMA
Education and Training Catalog.
For
More Information
Contact LOMA's Office of the Registrar
Phone: 1-800-ASK-LOMA (option 1) or
770-984-3761
Fax: 770-984-6415
E-mail: education@loma.org Back
to LOMA's FFSI Page
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