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SRI 111 — Retirement Marketplace

Course Type: Highly Interactive Online Course, Designation
Topics: Retirement & Annuities
Designations: ASRI, FSRI, FSRI Level I
Language: English



Overview

This online interactive course provides an overview of the needs of people preparing for retirement, the key providers and products that offer solutions to those needs, and the critical concepts that affect retirement planning.

After completing this course, learners should be able to:

  • Identify the companies operating in the retirement marketplace and the types of retirement services and solutions they provide
  • Describe the personal and financial risks people face before and during retirement
  • Explain the relationships between risks and returns
  • Explain the techniques individuals can use to manage risks
  • Identify important concepts related to retirement income and savings, such as the time value of money and portfolio management

Topics

  • Overview of the Retirement Savings and Income Environment
  • Retirement Income Needs and Resources
  • Retirement Financial Services Organizations, Products, and Services
  • Personal and Financial Risks Associated with Retirement
  • Risk and Return; Risk Management for Individuals
  • Time Value of Money; Portfolio Management Concepts
  • Describe the primary resources that determine people’s financial status at various life stages during pre-retirement years and their concerns about the viability of traditional retirement savings and income options.
  • Describe the benefits available from government-sponsored retirement plans and explain how factors such as work history, age, and marital status at retirement affect benefit amounts.
  • Explain the actions retirees must take to turn amounts accumulated in employer-sponsored and individual retirement plans into retirement income.
  • Identify the four primary categories of retirement products and describe the customer needs they address.
  • Explain how factors such as inadequate funding of government programs, inadequate retirement savings, and poor market performance can put retirement income at risk.
  • Distinguish between the retail and institutional markets and identify the key participants in the institutional marketplace.
  • Describe the personal and financial requirements that influence the nature of a person’s investment portfolio.
  • Describe the factors that influence investors’ decisions about the individual investments in their portfolio, among them, the importance of asset allocation and diversification.
  • Explain the benefits of keeping investment allocations stable over time and give examples of ways investors can rebalance allocations.

Course Format

LOMA’s popular online interactive courses teach important industry concepts through an engaging, highly interactive, multi-media approach that often includes integrated video, audio and scenario-based learning. Online interactive courses are designation courses with integrated exams—the modularized examinations are built right into the course as part of the learning experience. No separate exam enrollment required!

Exam Format

Integrated Exams

Online interactive courses are non-proctored designation courses—the modularized examinations are built right into the course as part of the learning experience. No separate exam enrollment required!

How to Enroll

Enrolling in an Online Designation Course

  1. Log in to your LOMA Learning account using your login ID and password.
  2. Browse the Learning Catalog for the course for which you would like to enroll.
  3. Select ADD TO CART next to the items for which you would like to enroll.
  4. Return to the catalog to continue searching for courses and add additional items to your shopping cart, or click the shopping cart to check out.
    • Note: if you have not already done so, you will be prompted to log in to the LOMA learning system at this time. Once you have successfully logged in, click the shopping cart again to begin the checkout process.
     
  5. Review your shopping cart, and add any promotional or order discount code. Click CHECK OUT to proceed.
  6. If you are purchasing a physical product (example: a textbook), complete the SHIPPING information screen.
  7. Enter payment information
    • If your company has set up direct billing with LOMA, an account code will appear next to the “Bill My Company” field.
    • If you are using direct-to-company billing method, ensure that the radio button next to the “Bill My Company” field is selected and then click “Next” to continue.
    • If you are paying for your enrollment by credit card, enter all of the required fields for a credit card transaction. Once you have provided all of the required information, click “Next” to continue.
     
  8. Review your order, accept LOMA’s Terms and Conditions, and click BUY NOW. An enrollment confirmation will be emailed to you.

About the Program
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