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LOMA 311
Business Law for Financial Services Professionals

 

Course Description / Topics

How to Enroll

Ordering Study Materials

For More Information

 

LOMA 311 presents the basic features and principles of the legal environment in which financial services ­companies around the world operate. Part One of the text describes general principles of business law, and Part Two describes the special types of legal issues that affect financial services companies.

 
Topics Covered:

  • Legal Environment of Business
  • Civil Disputes
  • Regulation of Business
  • Contract Law
  • Agency Law
  • Property Law
  • Commercial Transactions
  • Regulation of Financial Services Companies
  • Sale of Financial Services Products
  • Ownership of Financial Products
  • Rights of Third Parties
  • Contests and Remedies
  • Contract Performance
  • Group Products

How to Enroll

Simply log in to LOMANET, LOMA’s internet-based system that allows students and training administrators to access student information, monitor progress, and enroll for exams. New student? Visit LOMANET at www.lomanet.org and create an account today!

 

Ordering Study Materials

 

To order LOMA 311 course material contact:
PBD Worldwide Fulfillment Services
Order online! www.pbd.com 
Tel: 1-800-887-3723 or 770-280-4178
Fax: 770-280-4150
E-mail: LNH@pbd.com

 

Textbooks for this course:

Business Law for Financial Services Professionals (2004); (LOMA; ISBN 1-57974-211-4) [PBD Order # LOMA 311-10-04].
Test Preparation Guide for LOMA 311 (2004); (LOMA; ISBN 1-57974-212-2) [PBD Order # LOMA 311-40-04].

 

For More Information

Contact your company’s LOMA Educational Representative or contact LOMA's Office of the Registrar.

LOMA's Office of the Registrar
Phone: 800-ASK-LOMA (Option 1) / 770-984-3761
Fax: 770-984-6415
E-mail: education@loma.org


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Download the LOMA Education and Training Catalog

 

 

 

 

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